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CONTENT OF THE UNIT




Chapter 2. THEORETICAL BACKGROUND


The theoretical background serves as the scaffolding for your research, helping you to contextualize your study within the broader academic discourse. In the context of our hypothetical paper, the theoretical grounding might revolve around theories of academic communication, scientific knowledge dissemination, and institutional barriers affecting academic publishing (Clark & Smith, 2017). This theoretical framing not only situates the research within existing scholarship but also offers a lens through which to analyze the gathered data. Correctly constructing the theoretical framework will serve to ease the burden of the research in all subsequent stages of the study.



Objective 1 – Define the literature review process.

Objective 2 – Know the notion of literature analysis.

Objective 3 – Explain the synthesis writing with the literature.

Objective 4 – Express the significance / contributions of the study.

Objective 5 – Define the notions of research questions and hypothesis.

Objective 6 – Explain the importance of the frameworks.  

Objective 7 – Give guidelines on how make visual representations.   



A robust literature review serves multiple purposes: it outlines existing research, identifies gaps, and provides justification for your study. A qualified and in-depth research on what has been done about the research topic beforehand will serve as a beacon for the progress of the study. For the subject of barriers in academic publishing, a literature review should examine previous studies on academic publishing processes, authorship challenges, and existing strategies for overcoming barriers (George et al., 2016; Lee & Taylor, 2014). Because of the literature review convince your audience about the importance and the originality of your study, different degree and research products need to different levels of literature reviews. Thus, Hart (1998)’s literature review framework was given as an example in Table 6.

In research, a comprehensive literature review plays a vital role in not only summarizing existing studies but also identifying gaps and defending the necessity of existing work. The depth and scope of the literature review may vary depending on the academic level and type of academic work performed. For example, undergraduate projects often focus on defining the topic and defending its importance, while master's theses may have analytical and summative discussions, several literature-based chapters covering methodological and theoretical aspects. Doctoral theses, on the other hand, require a more comprehensive review that will include an analytical synthesis of all relevant literature, critical evaluation, and in-depth discussions of the philosophical tradition relevant to the problem at hand. This approach ensures that the literature review effectively supports the significance and originality of the research.

 



The synthesis and analysis of the literature go beyond mere summarization; they aim to make sense of the existing body of work and to integrate it into a coherent narrative. This narrative should set the stage for your study, allowing you to situate your research questions and hypotheses within a clearly defined context (Fink, 2014; Snyder, 2019). Thus, “discourse synthesis” or “writing from the sources” can defined as:

  • Making synthesis should aim to create new knowledge out of already existing knowledge, i.e., other sources.
  • Thus, synthesis is not a summary, but summaries can be a part of the synthesis.
  • Synthesis is analysis that connects multiple pieces of evidence from different sources to compare, contrast, and draw conclusions.
  • In synthesis writing, writers should not simply report what others said on a topic.
  • Writers are expected to make interpretations for creating new ideas.
  • Also, writers should create arguments in their synthesis writings.

Main Ideas Themes-Questions can be expanded according to the topic and scope…

Definition

  • Cambridge English Dictionary: “The act of combining different ideas or things to make a whole that is new and different from the items considered separately.
  • Combining individual pieces of evidence across sources, so your readers can understand how the individual pieces work together.

For the topic at hand, the synthesis would bring together findings on the systemic challenges in publishing, such as peer-review timelines, with more individual-level challenges, such as language barriers and lack of mentorship.

Literature analysis and synthesis goes beyond summarizing existing research, aiming to make sense of these studies and integrate them into a coherent story. This process provides a platform to place research questions and hypotheses in a clear context. When synthesizing, authors combine evidence from different sources, compare it, and draw conclusions while incorporating not only what others say but also their own interpretations. This process allows readers to understand how the individual pieces fit together and provides a broader understanding.



Academic studies aim to contribute to the relevant literature in which the study is conducted and to answer some problem situations in that field. In academic writing, it is therefore necessary to state the contribution and significance of the work to the literature. A strong and clear significance/contribution claim can help your audience to understand why they should read your articles and how your articles provide benefits to them. As a writer you can put the significance/contribution statements in different places of your academic studies. They can be in abstract, introduction and discussion sections of your study.

In the abstract. Abstracts grab and hold readers’ attention to your study. Thus, stating the significance/contribution of your study can be useful for your target audience. Teng, et. al. (2022)’s article’s abstract can be shown as an example:

This empirical study serves two purposes. The first purpose is to validate a newly developed instrument, the Metacognitive Academic Writing Strategies Questionnaire (MAWSQ), which represents the multifaceted structure of metacognition in an English as a Foreign Language (EFL) academic writing setting. The second purpose is to delineate the predictive effects of different metacognitive strategies on EFL academic writing performance. Data were collected from 664 students at a university in mainland China. Confirmatory factor analyses (CFA) provided evidence for the fit for two hypothesized models, i.e., an eight-factor correlated model and a one-factor second-order model. Model comparisons documented that the one-factor second-order model was a better model, through which metacognition functions as a higher order construct that can account for the correlations of the eight metacognitive strategies, pertaining to declarative knowledge, procedural knowledge, conditional knowledge, planning, monitoring, evaluating, information management, and debugging strategies. Results also provided evidence for the significant predicting effects of the eight strategies on EFL academic writing performance. The empirical evidence supports the transfer of metacognition theory from educational psychology to interpreting EFL academic writing.

In the introduction. According to Cooper (2015) introduction sections have three parts as what is known, what is unknown, and what your burning question, hypothesis, or aim is. Thus, the significance or the contribution part of your study explains how much of the unknown part is going to be revealed in line with your burning question, hypothesis, or aim. As an example, apart from the introduction section of Teng, et.al. (2022) can be seen:

The development of academic writing is in the hands of those who understand, plan, set goals for writing tasks and react to, and reflect on what has been written (Sasaki et al., 2018). In this respect, we see a potential in assessing EFL learners’ use of metacognitive academic writing strategies and the predictive effects of metacognitive writing strategies on academic writing. The purpose of the present study is thus twofold: (a) to validate a questionnaire about metacognitive strategies on academic writing; and (b) to explore the extent to which strategies predict EFL students’ academic writing performance. Findings can shed light on the understanding of metacognitive strategies on EFL academic writing. Teachers can thus gain insight on how to foster instruction of targeted metacognitive writing strategies for students. A final contribution is the potential for researchers to transfer educational psychology theory, e.g., self-regulation and metacognition, to EFL academic writing pedagogy.

In the discussion section. The discussion section includes a comparison of your results with other directly relevant data from the published literature. Therefore, the contribution of your study to the literature and the importance of your results for the literature can be emphasized once again in this section. As an example, apart from the discussion section of Teng, et.al. (2022) can be seen:

The empirical findings support that metacognition functions as a theoretical construct that can account for the significant correlations of eight lower-order metacognitive strategies in academic writing. Consistent with Schraw and Moshman’s (1995) study, the construct of metacognition accounts for a “systematic structure of knowledge” that can be used to explain and predict a broad range of learning strategies (p.356). The present study also sheds light on the metacognition theory that deploys a range of strategies related to declarative knowledge, procedural knowledge, conditional knowledge, planning, monitoring, evaluating, information management strategies, and debugging strategies (Schraw & Dennison, 1994).

The importance or contributions of a scientific study are important issues that must be clearly expressed in academic writings. Academic studies aim to contribute to the relevant literature in their field and address specific problem situations. It is important to express the importance of the work and its contributions to the existing literature. A strong, clear claim about the importance or contribution of the research can help readers understand why they should be interested in the research and how the research benefits them. These statements can be included in various sections of the academic article, such as summary, introduction, and discussion. For example, clearly stating the importance or contribution of the study in the abstract can attract and maintain the reader's attention, making the study more relevant and useful to the target audience. In summary, academic studies aim to contribute to the relevant literature and answer some problems in those fields. Therefore, in academic writing, it is necessary to state the contribution and importance of the study to the literature. A strong, clear contribution claim can help your audience understand why they should read your article and understand how your article benefits them. These statements can be included in the abstract of your work, in the introduction and discussion sections.



Research questions guide the inquiry and are closely tied to the research purpose (Yin, 2013). We have previously stated that asking the right questions will make the researcher's job much easier during the research process. When determining these questions, it should not be overlooked that the literature should be utilized to the maximum extent. For instance, one research question could be "What are the individual-level barriers that academics face when publishing in scientific journals?" Hypotheses can then be formed to guide the empirical testing of these questions.

Example:  Aim of the study and research questions

Aim

The aim of this research is to identify the obstacles academics encounter in the process of publishing articles in scientific journals and to determine effective strategies for overcoming these obstacles.

Research Questions

  • What types of obstacles do academics encounter when publishing articles in scientific journals?
  • How prevalent are these obstacles that academics encounter?
  • What strategies are employed to overcome these obstacles?
  • How can the effectiveness of these strategies be evaluated?
  • Are there significant differences in these obstacles and strategies among academics in different disciplines or career levels?
  • How are issues of ethics and integrity related to these obstacles and strategies?

Research questions are the guiding elements of a study and are closely related to the research purpose. Asking the right questions helps the researcher guide the study process effectively. It is important to determine these questions by making maximum use of the literature. Hypotheses can be formulated to test answers to questions. Research questions and purpose determine the focus of the study and draw the direction of the research.